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Overcoming Data Overload

E-BizDocs Uses PDF/A Compression to Reduce Storage Requirements of Color Scans by 90 Percent for NY Agencies


By Howard Gross

When E-BizDocs Inc., one of the largest records management and document imaging companies in upstate New York, started working with two New York State agencies – the Education Department and Office of Mental Health – the company was faced with an extreme challenge.  The agencies combined had millions of pages of legal and medical documents that needed to be digitally archived. Complicating the matter even more was the fact that the agencies required the documents to be archived in color at 300 dpi in order to preserve unique identifying features, such as color gradations on diplomas, photos and various signatures and handwritten notes on medical records.

The two agencies’ requirements quickly resulted in data overload. E-BizDocs anticipated that it would go through at least 1 terabyte of storage every two weeks as they progressed through the project. For example, the Education Department was scanning employee applications in four color for its Office of Professions. Similarly, the Office of Mental Health was scanning medical records in four color.  Each batch of documents processed – which was essentially equivalent to a standard file box – would result in 1 gigabyte of data.

E-BizDocs needed to find a cost-effective way to minimize storage requirements while ensuring that they were producing archive-quality digital reproductions of the documents that could easily be e-mailed and accessed by multiple people within the agencies for years to come.

The solution, the E-BizDocs found, was PDF/A with mixed raster content (MRC) compression from LuraTech Inc., a leading provider of open, ISO-compliant JPEG2000 and PDF/A technology. Using LuraTech’s LuraDocument PDF Compressor Server, E-BizDocs was able to significantly reduce storage and network traffic requirements by producing highly compressed PDF/A files from scanned color documents.  In fact, by using the LuraTech PDF/A compression solution, the New York State agencies were able to reduce their storage requirements by 90 percent and improve electronic transfer capabilities by reducing file sizes from 8 MB (Megabyte) to 80 KB (Kilobyte) per page.

The fact that the documents were in PDF/A format also was important to the New York State Education Department and Office of Mental Health. The agencies are required to keep many of these documents in excess of 40 years, so they needed to be able to view the records long into the future. PDF/A is an open International Standards Organization (ISO) file format designed for long-term archiving based on PDF. PDF/A provides users assurance that their documents will maintain their appearance and readability regardless of the applications and systems used to create them or future availability of viewing applications or software versions.

How PDF/A with MRC Works

The LuraDocument PDF Compressor enables the generation of highly compressed PDF and PDF/A files from color or black and white scanned documents with the use of MRC compression technology. This proven multi-layer segmentation and compression process offers the best way to minimize the size of scanned documents while maintaining superior image quality and text legibility.

MRC is a unique process through which text and images are separated into their own individual layers, also known as a multi-layered segmentation process, and then optimally compressed (see Figure 1). The underlying concept of the compression process is the partitioning of the document into three distinct segments:

  1. a bi-level image containing text;
  2. a foreground image containing the color information of the text segments; and
  3. a residual image devoid of text components.


Each segment is then compressed using separate algorithms that are specifically adapted to the corresponding type of data. The text is compressed losslessly using the Fax G4 format, while the foreground and background is highly compressed using the JPEG2000 format. MRC reduces full-color documents to the size of a TIFF G4 file, while black and white scanned documents are approximately 50 percent smaller than Fax G4.

Deploying the PDF/A Scanning & Compression Solution

E-BizDocs evaluated a number of products before deciding that LuraTech’s PDF/A with MRC compression solution was right for the job.  Beyond the superior compression performance, the reasons E-BizDocs selected the LuraDocument PDF Compressor Server were threefold:

  • Ease of use: The solution does not require a huge, technologically advanced IT staff. LuraTech offers web-based licensing, so E-BizDocs was able to start creating PDF/As within an hour of installing the software.  
  • Customer service: LuraTech offered effective and responsive customer service, resolving E-BizDocs issues with a single call or e-mail. Additionally LuraTech offered opportunities for future enhancements based on the questions and concerns E-BizDocs described.
  • Total cost of ownership: Unlike other solutions available on the market today which requires payment for each page processed, LuraTech charges a one-time, runtime license fee for unlimited PDF create and an annual fee for maintenance and support. This model simplifies administration for the user and ensures maximum productivity. This was an important factor in E-BizDocs’ decision because, as a service bureau, they needed to maintain a certain cost structure for each project.  The LuraDocument PDF Compressor Server was the only product available that offered a fixed-price option.


By employing the right solution, E-BizDocs was able to cost-effectively scan millions of pages of historical legal and medical documents for New York State’s Education Department and Office of Mental Health, while meeting the agencies’ goals for long-term storage, which included easy access to the digital files and the ability to search the text.  The success achieved by using the LuraTech solution for the Education Department earned E-BizDocs the honor of Best Digital Archive for the Office of the Professions, which was presented in September 2007 as part of Government Technology Conferences Best Solutions Showcase.

From this experience, E-BizDocs has learned that producing high-quality replication of original documents in color to PDF/A via MRC compression does not have to be costly or require inordinate amounts of storage.  With the right solution, color documents can be scanned and compressed in a size comparable to black and white PDFs.  Moreover, PDF/A ensures long-term accessibility of the digital document copies. By using this standard, E-BizDocs was able to alleviate concerns that the agencies had about future technology changes and comply with regulations that require them to maintain records for more than 40 years.

About the Author:

Howard Gross is president and founder of E-BizDocs, a privately held document management located in Albany, N.Y.  Mr. Gross has been involved in the records management industry for over 20 years.  His company has been responsible for digitizing confidential work, as well as historic records, ranging from Federal death penalty cases to court documents from the late 1700s.  Mr. Gross earned an MBA from Rensselaer Polytechnic Institute. 

About E-BizDocs

E-BizDocs, Inc. is an Albany, N.Y.-based business providing proven leadership in the emerging world of document management. E-BizDocs, Inc. offers a customized approach to records management with a philosophy is based on the belief that there is no "one size fits all." They are resellers of the industry’s best ECM solutions, as well as a paper scanning service provider to numerous clients including the Unified Court System, State of New York Mortgage Association, New York State Lottery, the Division of Parole, the New York State Education Department and New York State Office of Mental Health.

 

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